3. Procedures for Suspension and Dismissal Print this section Without limiting or abrogating any of the powers, duties, and privileges granted by the Charter to the Board of Trustees, and without restricting the right of suspension or dismissal in the first instance residing in the President, the Board of Trustees declares that it is its intention, in case of suspension or dismissal of a member of the Faculty to proceed as follows: Should the Dean of the Faculty determine it is necessary to review the conduct of a member of the Faculty under this section, the Dean or the Dean’s designee will so inform the individual, preferably in person, and so apprise them of the circumstances and offer them the opportunity to be heard and to provide information. If, at the conclusion of the review, the Dean is considering recommending to the President that the member of the Faculty be suspended or dismissed, prior to submitting such written recommendation, the Dean of the Faculty will so inform the affected individual and provide another opportunity to be heard. If the Dean of the Faculty decides to proceed to recommend suspension or dismissal, the member of the Faculty shall receive a written statement from the Dean articulating the reasons for the proposed suspension or dismissal. Upon receiving the Dean’s statement of reasons, the member of the Faculty shall be entitled to a review of the matter by the CCFA provided they request this review within one week following receipt of the Dean’s statement of reasons, unless another University policy governs. This review shall be conducted in accordance with the Guidelines for the Conduct of Inquiries by the CCFA (Appendix C to these Rules). In cases where suspension or dismissal is recommended, the member of the Faculty shall be entitled to a hearing before the CCFA. The CCFA, after considering the matter, shall report its opinion, including an explanation of its rationale, to the Dean of the Faculty. If the CCFA recommends a penalty less than suspension, and the Dean issues a new decision consistent with the CCFA’s opinion, the revised decision shall be final. If the Dean disagrees with the CCFA recommendation, or decides to recommend a suspension or dismissal, the Dean shall send the recommendation to the President, along with the statement of reasons provided to the Faculty member, the CCFAs report, and other relevant material. After receiving the recommendation from the Dean of the Faculty, the President will request a meeting with the member of the Faculty. Following the meeting (or if the individual declines the meeting), if the President decides upon a penalty less than suspension, that penalty will be imposed and the member of the Faculty shall receive a written statement from the President explaining the decision, and that decision will be final. If the President decides to recommend suspension or dismissal, the President shall provide the recommendation to a committee of the Board appointed to consider the proposed suspension or dismissal before the Board takes final action on the recommendation. The President’s recommendation shall be accompanied by (i) the President’s statement of reasons, (ii) the Dean of the Faculty’s recommendation to the President and statement of reasons, (iii) the CCFA’s report, and (iv) material from the review. In cases in which the CCFA’s report advises against suspension or dismissal, recommends a shorter period of suspension than recommended by the President, or recommends suspension when the President recommends dismissal, the committee of the Board shall invite the CCFA to discuss the CCFA’s report. Before final action is taken by the Board, the member of the Faculty shall be invited to appear and be heard by the committee of the Board. Table of Contents Preface Disclaimer Nondiscrimination Statement Chapter I: The Calendar Chapter II: Governance Submenu A. The Board of Trustees Submenu 1. Membership 2. Meetings 3. Statement of Policy on Delegation of Authority 4. Recommendations of the Faculty on the Selection of the President B. The Officers of the University C. The Faculty Submenu 1. Membership 2. Meetings D. Faculty Committees Submenu 1. General Observations 2. Individual Committees Submenu a. Committee on Committees b. Advisory Committee on Appointments and Advancements c. Advisory Committee on Appointments and Advancements in the Lecturer Ranks d. Faculty Advisory Committee on Diversity e. Faculty Advisory Committee on Policy f. Committee on Conference and Faculty Appeal g. Committee on the Course of Study h. Committee on Discipline i. Committee on Examinations and Standing j. Committee on the Graduate School k. Policy Committee on Athletics and Campus Recreation l. Committee on Public Lectures m. Committee on Classrooms and Schedule n. Committee on Undergraduate Admission and Financial Aid o. University Student Life Committee p. Council of College Heads q. University Research Board r. Council on Teaching and Learning 3. Election Procedures Chapter III: Academic Structure of the University Submenu A. Academic Divisions B. Academic Units C. Academic Councils D. Advisory Councils Chapter IV: The Faculty Submenu A. Appointment and Advancement of Professors B. Appointment and Advancement of Associate Professors C. Appointment and Advancement of Assistant Professors D. Appointment and Advancement of University Lecturers E. Appointment and Advancement of Professors of the Practice F. Appointment and Advancement of Senior Lecturers G. Appointment and Advancement of Lecturers H. Appointment and Advancement of Instructors I. General Observations J. Affirmative Action K. Compensation and Service Arrangements Submenu 1. Arrangements for Payment of Salary 2. Summer Employment 3. Relation of Compensation to Duty Assignment L. Leaves of Absence Submenu 1. Absence During Term Time 2. Leaves for Scholarship 3. Leaves without Pay (Including Leaves for Personal Reasons) 4. Outside Activities During Leaves of Absence M. Outside Professional Activities N. Retirement O. Separation as a Result of Disability P. Disciplinary Action Submenu 1. Grounds for Involuntary Suspension, Dismissal, or Other Disciplinary Action for Cause 2. Procedures for Disciplinary Actions Other than Suspension or Dismissal 3. Procedures for Suspension and Dismissal 4. Academic Status and Privileges Chapter V: Rules and Policies Submenu A. Tutoring B. Nepotism C. Consensual Relations with Students Submenu 1. Prohibition of Consensual Relations with Students 2. Prohibition of Consensual Relations with Individuals Under One’s Supervision 3. Relationships and Conflict of Interest 4. Preexisting Relationships 5. Disciplinary Consequences of Violations 6. Prudential Considerations in Circumstances Involving Power Disparities 7. Complaints D. Discrimination, Harassment, and Sexual Misconduct E. Use of University Identification F. Confidentiality Submenu 1. Confidentiality in Appointment and Advancement Processes 2. Confidentiality of Student and Alumni Records G. Misconduct in Research H. Campus Disruptions I. Classroom Learning Environment J. Conflicts of Interest in Research Chapter VI: Conduct of Undergraduate Courses of Study Submenu A. Undergraduate Course Mechanics Submenu 1. Course Enrollments 2. Meetings of Courses 3. Student Obligations to Courses 4. Term Tests and Midterm Grades B. Term Papers, Examinations, and Final Grades in Undergraduate Courses Submenu 1. General Considerations 2. Preparation of Final Examinations 3. Conduct of Final Examinations 4. The Honor System 5. Determination of Final Course Grades 6. Reporting of Final Course Grades 7. Rescheduling of Final Examinations 8. Academic Warning C. Departmental Concentration Submenu 1. A.B. Candidates 2. A.B. and B.S.E. Candidates D. Procedures for Setting Policy Chapter VII: Conduct of Graduate Courses of Study Submenu A. Procedures for Setting Policy Chapter VIII: Conduct of Research Submenu A. University Research Funds Submenu 1. University Committee on Research in the Humanities and Social Sciences 2. Engineering Research Funds B. Research Supported by Outside Funds Submenu 1. Policies for Sponsored Research 2. Obligations of Sponsored Research 3. Administration and Procedures 4. Criteria Applicable to Sponsored Research 5. Procedures for Reviewing Individual Projects and Departmentally Sponsored Research Programs C. Committees Governing Research Submenu 1. Institutional Animal Care and Use Committee 2. Institutional Biosafety Committee 3. Institutional Review Board for Human Subjects 4. Radiation Safety Committee 5. Human Remains Oversight Board D. Intellectual Property Submenu 1. Guiding Principle 2. Patent Policy 3. Copyright Policy E. Classified Research Appendix A: The Council of the Princeton University Community Submenu Resolutions of the Faculty Relating to the Establishment of the Council of the Princeton University Community The Council of the Princeton University Community Charter Appendix B: Corporate Officers Appendix C: Guidelines for the Conduct of Inquiries by the Committee on Conference and Faculty Appeal Rules & Procedures for the Faculty Updates for 2024